CISI IFC 認定試験の出題範囲:
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参照:https://www.csi.ca/en/learning/courses/ifc/exam-credits
正確の問題と解答
すべてのIFC試験問題は、IFC豊かな認定知識を所有する専門家は過去の試験データと最新の試験情報をまとめて作られるテストエンジンです。我々社の学習教材は実際試験内容を約98%にカバーし、あなたはIFC模擬試験で高いポイントを保証します。支払い前に、試験問題集の無料デモをダウンロードして、質問と回答の正確性をチェックしてください。
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CISI Investment Funds in Canada (IFC) 認定 IFC 試験問題:
Irina Pluskova is a financial advisor for a multi-national firm. She is a well-known personality within the local community for her philanthropic work with children ' s charities. What must Irina do to uphold the Standards of Conduct?
- A. Disclose her charitable work to her clients.
- B. Conduct her charitable work in a responsible and moderate manner.
- C. Disclose her charitable work to her colleagues.
- D. Conduct her charitable work outside of business hours.
正解:B 🗳️
Greg, one of your clients, has been advised by a friend to invest in open-end mutual funds. He is not sure about the differences between open and closed-end funds.
What would you tell Greg about open-end funds?
- A. Investors holding open-end funds can buy and sell their mutual funds anytime the stock market is open.
- B. The number of units is not fixed, and varies with investor demand and redemption orders.
- C. Units are bought and sold amongst the unitholders.
- D. Initial shares in the mutual fund are allotted through an initial public offering (IPO)
正解:B 🗳️
解説: (ShikenPASS メンバーにのみ表示されます)
Rank the decisions made by a portfolio manager in order of importance for the success of the portfolio.
- A. Security selection, sector weighting, asset allocation
- B. Asset allocation, security selection, sector weighting
- C. Sector weighting, security selection, asset allocation
- D. Asset allocation, sector weighting, security selection
正解:D 🗳️
解説: (ShikenPASS メンバーにのみ表示されます)
An investor purchases units of an equity fund for $17.60. In which of the following circumstances would an investor potentially owe taxes on capital gains?
- A. The fund is currently valued at $16.45 per unit
- B. A dividend distribution is reinvested into additional units of the same fund
- C. The fund is sold today for $18.80 per unit and the proceeds are reinvested
- D. The fund is currently valued at $18.80 per unit
正解:C 🗳️
解説: (ShikenPASS メンバーにのみ表示されます)
Last year at age 70, Gregory opened a registered retirement income fund (RRIF). Recently, Gregory unexpectedly received a large cash gift and presently does not need to depend on any payments from his RRIF. He contacts his financial advisor Eric for guidance.
Which of the following statements by his financial advisor would be CORRECT?
- A. Withdrawals become mandatory within the first year of the plan being started.
- B. Gregory ' s account will be subjected to no maximum withdrawal limit but to an annual minimum withdrawal.
- C. Gregory must have attained the minimum age of 71 to open a RRIF.
- D. Periodic contributions to a RRIF are permitted until Gregory reaches the age of 71.
正解:B 🗳️
解説: (ShikenPASS メンバーにのみ表示されます)
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